Legal Insight - 21 November 2024FINMA issues Circular 2025/2 "Rules of Conduct under FinSA/FinSO" to enter ...Dr. Peter HsuDr. Daniel Flühmann Frédéric BétriseyDr. Stephanie WalterOn 31 October 2024, the Swiss Financial Market Supervisory Authority FINMA issued the new FINMA Circular 2025/2 "Rules of Conduct under FinSA/FinSO".
Publication - 06 October 2024Retrocessions and Execution Only - Recent DevelopmentsDr. Stephanie WalterCapLaw 04/2024
Publication - 01 September 2024Die Aufsichtsmitteilungen 03/2024 und 04/2024 der FINMA: Aktuelle ...Dr. Stephanie WalterDr. Katharina SchreiberiusNet Bank- und Kapitalmarktrecht Journal
Briefing - 02 May 2024Senior Managers Regime in Switzerland Eric StuppDr. Stephanie WalterDr. Joel FischerBär & Karrer Briefing May 2024
Publication - 28 August 2023Investitionen in kryptobasierte Vermögenswerte durch kollektive ...Dr. Stephanie Walter
Publication - 27 July 2023FINMA's enforcement tools to uphold supervisory law: Current toolkit and ... Lukas RoeslerDr. Stephanie WalterCapLaw 3/2023, Journal
Publication - 20 July 2023Nachhaltigkeitsregulierung im Fondsbereich: Schlüsselthemen auf Instituts- ...Dr. Stephanie WalterAJP/PJA 07/23 Journal
Speaking Engagement - 19 June 2023Enforcement Predictions & Priorities 2023Dr. Stephanie WalterVeit BütterlinAssociation of Foreign Banks in Switzerland - Get Together 2023, 19 June 2023, Zurich
Speaking Engagement - 06 June 2023Investitionen in krypto-basierte Vermögenswerte durch KKA in der Schweiz - ...Dr. Stephanie Walter20. Zürcher Tagung zu Entwicklungen im Finanzmarktrecht, Europa Institut an der Universität Zürich, Lake Side
Publication - 20 April 2021Legal Ease: The Limited Qualified Investor Fund Eric StuppDr. Stephanie WalterFunds Europe, April 2021
